The Role of the Compliance Officer – Full Day

Cost: €620 / Date: 30/09/2020

This full day course provides an intensive and practical examination of the growing regulatory compliance burden, including laws & rules domestic and international developments and relevant Central Bank Consultation Papers. This course looks at practical ways to help demonstrate compliance including the use of Risk-Based...

Capital Requirements Directive IV – Full Day

Cost: €620 / Date: 15/10/2020

Building on the momentum of CRD II and CRD III reforms, CRD IV implemented the Basel III reforms with a package of measures designed to reduce instability in the banking sector. Like the original CRD, CRD IV was designed primarily with credit institutions in mind...

Introduction to Financial Services Regulation in Ireland – Half Day

Cost: €380 / Date: 22/10/2020

This half day course is designed to provide a detailed overview of financial services regulation in Ireland and Europe. This course is invaluable for those looking to understand the Irish regulatory context especially for those with minimal exposure currently or those wishing to understand the...

Establishing the Internal Audit Function – Half Day

Cost: €380 / Date: 04/11/2020

This new half day course provides an introduction to the work of the internal audit function, setting out the role and place of the function in the regulated financial and insurance services business.

GDPR – General Data Protection Regulations Training

Cost: €380 / Date: 05/11/2020

The General Data Protection Regulations (GDPR) was implemented two years ago on 25th May 2018 and this half-day course is a fantastic refresher on its key requirements in relation to the data protection obligations of those working in or providing services to the financial services...

Risk Based Compliance Monitoring – Full Day

Cost: €620 / Date: 11/11/2020

Within its supervision and enforcement regime, the Central Bank demands that firms demonstrate compliance with applicable rules, codes and laws. This is effected through consistently engaging in inspection visits as part of its PRISM system of supervision and also in utilising its right to compel...

Ethics – 1 hour

Cost: €100 / Date: 12/11/2020

The Central Bank of Ireland’s Minimum Competency Code (MCC) came into effect on 1st December 2011 and introduced the requirement for a specific “ethics module” in complying with CPD requirements. In response to this, Compliance Ireland developed a 1 hour Ethics course for regulated financial...

Understanding MiFID 2 – Full Day

Cost: €620 / Date: 19/11/2020

Although the Markets in Financial Instruments Directive has been highly successful since it was launched in 2007, the arrival of MiFID 2 in January 2018 has considerable potential to disrupt existing practices and market behaviours. This course will cover the investment business infrastructure carried forward...

Governance and Oversight of Outsourced Activities Briefing – 2 hours

Cost: €220 / Date: 25/11/2020

It is commonplace for financial services providers to outsource certain functions, operations or tasks. When the services being provided relate to regulated activities, increasing focus is being placed on the need to retain effective oversight. Regulated entities must always be aware that the ultimate responsibility...

MLRO Masterclass – Half Day

Cost: €380 / Date: 03/12/2020

This half day course provides practical guidance and quality training material on Irish Anti-Money Laundering and Terrorist Financing obligations imposed on Designated Persons.

AML 101 – 2 hours

Cost: €220 / Date: 03/12/2020

This course is designed to assist attendees to get to grips with the following requirements: The context of the AML/CTF regime The key legal requirements Customer Due Diligence requirements Risk Assessment obligations Implementation of procedures and training Suspicious Activity reporting requirements Ongoing Monitoring, supervision and...