Risk Based Compliance Monitoring – Full Day

Cost: €620 / Date: 01/10/2020

Within its supervision and enforcement regime, the Central Bank demands that firms demonstrate compliance with applicable rules, codes and laws. This is effected through consistently engaging in inspection visits as part of its PRISM system of supervision and also in utilising its right to compel...

Establishing the Internal Audit Function – Half Day

Cost: €380 / Date: 04/11/2020

This new half day course provides an introduction to the work of the internal audit function, setting out the role and place of the function in the regulated financial and insurance services business.