folder MiFID Investment Firms

Materials relevant to Investment Firms. 


default CEBS Guidelines on CRD3 implementation

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CEBS Guidelines on the implementation of Third Capital Requirements Directive.

default CEBS Survey best practice after Jerome Kerviel

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Results of a survey by CEBS inquiring into governance best practice after rogue trader losses suffered by SocGen. Published July 2008.

default CRD2 & CRD3 Implementation Guide

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Central Bank Implementation Guide to Second & Third Capital Requirements Directive. Published December 2010.

default MiFID Compliance Manual Template

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default MiFID Procedures Manual Template

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Download (pdf, 152 KB)


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