folder MiFID Investment Firms

Materials relevant to Investment Firms. 


default CEBS Guidelines on CRD3 implementation Popular

By 260 downloads

Download (pdf, 592 KB)


CEBS Guidelines on the implementation of Third Capital Requirements Directive.

default CEBS Survey best practice after Jerome Kerviel Popular

By 250 downloads

Download (pdf, 99 KB)


Results of a survey by CEBS inquiring into governance best practice after rogue trader losses suffered by SocGen. Published July 2008.

default CRD2 & CRD3 Implementation Guide Popular

By 255 downloads

Download (pdf, 647 KB)


Central Bank Implementation Guide to Second & Third Capital Requirements Directive. Published December 2010.

default MiFID Compliance Manual Template Popular

By 1061 downloads

Download (pdf, 180 KB)


default MiFID Procedures Manual Template Popular

By 476 downloads

Download (pdf, 152 KB)


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